Management and oversight....
The Investment Firm gateway provides sales and compliance departments a complete view of retirement plan assets/positions and the affiliated financial advisor.)) Approve Investment Options
)) Maintain Advisor Profile data
)) View Plan/Account Activity
)) Access Reports
)) Export Transaction History
OVERVIEW
The platform provides a dashboard of the total number of active advisors, number managed plans and participants, summary of all assets and balances by investments.ADVISOR PROFILES
Oversight of advisors and their accounts is readily available. Authorized Investment Firm users can view all registered advisors and their affiliated accounts on the platform to review any positions and activity.INVESTMENTS
Control the list of approved investments and create predefined investment offerings for advisors to use.EXPORTS & REPORTS
Export trade histories, assets by advisor and complete NSCC record files for importing to your proprietary systems.View and print variety of reports, including participant and plan statements, investment allocations, deferral rates and amounts and census demographics. All reports are instantly created in PDF, Excel, Text or HTML for printing or archiving.