Downloading forms

The forms are organized within their respective product. Within each product, the forms/documents are separated between 'Operational Forms' and 'Marketing Materials.

To download a form, click on the plus button next to the form name to reveal more information about the form and a download link. If you have questions about the forms please call Client Services at 866.634.5873.
TPAs

403b FUNDSOURCE [www.aspire403b.com]


PLEASE NOTE: Your plan may have custom account forms. Please find your plan on www.aspire403b.com to download these forms.

Marketing Materials

403b FundSource Proposal
The marketing proposal describes the features and benefits of the ASPire 403b FundSource product with ASPire operating as the investment vendor.
DOWNLOAD PROPOSAL

ASPire Statement
A sample of the quarterly account statement that is mailed to the participant’s address of record.
DOWNLOAD SAMPLE

Operational Forms

403b FundSource Plan Establishment Guide(PEG)
A Plan Establishment Guide for the sponsor to set up ASPire as a vendor in their plan.
DOWNLOAD FORM

403b FundSource Non-ERISA Account Application
Forms for an employee to open a 403(b) account and establish ASPire as the Investment Vendor. This guide includes the account application, beneficiary designation, appointment of authorized agent, investment election form, account agreement and custodial agreement.
DOWNLOAD FORM - You must find your plan on www.aspire403b.com

Exchange/Transfer/Rollover Request
Forms and instructions for transferring retirement accounts to an ASPire Retirement Account including FAQs, Exchange/Transfer Checklist, and Transfer Request Forms.
DOWNLOAD FORM- Additional forms may be required, please find your plan on www.aspire403b.com and choose 'Plan Details' to view forms.

Distribution Guide
Forms and instructions for requesting a distribution from an ASPire retirement account, including Distribution FAQs, Distribution Checklist, Distribution Request Forms and Special Tax Notice.
DOWNLOAD FORM

Loan Guide
Forms and instructions for requesting a loan from an ASPire retirement account, including Loan FAQs, Loan Checklist, Loan Request Forms and Terms & Conditions.
DOWNLOAD FORM

Account Permission Form
Form for adding financial professional limited trading authority to an ASPire retirement account.
DOWNLOAD FORM

Broker/Dealer Change Form
Form contains instructions for changing the advisor on an ASPire retirement account. This includes appointment of authorized agent and investment election change forms.
DOWNLOAD FORM

403b ARCH [www.403barch.com]


Marketing Materials

ASPire Statement
A sample of the quarterly account statement that is mailed to the participant’s address of record.
DOWNLOAD SAMPLE

Operational Forms

403b ARCH Non-ERISA Plan Establishment Guide(PEG)
A Plan Establishment Guide for the sponsor to set up ASPire as a vendor in their Non-ERISA plan.
DOWNLOAD FORM

403b ARCH Non-ERISA Account Application
To enroll as a Participant in a 403(b) Faith Based Plan with ASPire, this form is to be completed and signed by the Participant.
DOWNLOAD FORM

Exchange/Transfer/Rollover Request
Forms and instructions for transferring retirement accounts to an ASPire Retirement Account including FAQs, Exchange/Transfer Checklist, and Transfer Request Forms.

PLEASE NOTE:You will need the account custodian information which can be found here. If you do not know which custodian is applicable to your account, please call Client Services at 866.634.5873.
DOWNLOAD FORM

Distribution Guide
Forms and instructions for requesting a distribution from an ASPire retirement account, including Distribution FAQs, Distribution Checklist, Distribution Request Forms and Special Tax Notice.
DOWNLOAD FORM

Loan Guide
Forms and instructions for requesting a loan from an ASPire retirement account, including Loan FAQs, Loan Checklist, Loan Request Forms and Terms & Conditions.
DOWNLOAD FORM

Account Permission Form
Form for adding financial professional limited trading authority to an ASPire retirement account.
DOWNLOAD FORM

Broker/Dealer Change Form
Form contains instructions for changing the advisor on an ASPire retirement account. This includes appointment of authorized agent and investment election change forms.
DOWNLOAD FORM

403b RETIREMENT PLAN MANAGEMENT ACCOUNT (RPMA)


Marketing Materials

ASPire Statement
A sample of the quarterly account statement that is mailed to the participant’s address of record.
DOWNLOAD SAMPLE

Operational Forms

RPMA Plan Establishment Guide(PEG)
Provides required forms for an employer to establish a Retirement Plan Management Account (RPMA) with ASPire. Each Guide is customized to the employer. Contact internal.sales@aspirefinserv.com to request a customized Guide.

Exchange/Transfer/Rollover Request
Forms and instructions for transferring retirement accounts to an ASPire Retirement Account including FAQs, Exchange/Transfer Checklist, and Transfer Request Forms.

PLEASE NOTE:You will need the account custodian information which can be found here. If you do not know which custodian is applicable to your account, please call Client Services at 866.634.5873.
DOWNLOAD FORM

Distribution Guide
Forms and instructions for requesting a distribution from an ASPire retirement account, including Distribution FAQs, Distribution Checklist, Distribution Request Forms and Special Tax Notice.
DOWNLOAD FORM

Loan Guide
Forms and instructions for requesting a loan from an ASPire retirement account, including Loan FAQs, Loan Checklist, Loan Request Forms and Terms & Conditions.
DOWNLOAD FORM